1.Name and nature of the subject matter (if preferred shares,
the terms and conditions of issuance shall also be indicated,
e.g.dividend yield):CR Yuanta Money Market Fund B Class
2.Date of occurrence of the event:2016/11/18 ~ 2017/11/10
3.Volume, unit price, and total monetary amount of the transaction:
total volume：72,500 thousand
total monetary amount of the transaction：RMB72,500thousand
(Equivalent to about NT$328,061 thousand)
unit price: RMB 1
4.Counterpart to the trade and its relationship to the Company
(if the trading counterpart is a natural person and furthermore
is not an actual related party of the Company, the name of the
trading counterpart is not required to be disclosed):
Counterpart: CR Yuanta Fund Management Co., Ltd.
its relationship to the Company:None
5.Where the counterpart to the trade is an actual related party,
a public announcement shall also be made of the reason for choosing
the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the
trading counterpart), price of transfer, and date of acquisition:NA
6.Where a person who owned the property within the past five years
has been an actual related person of the company, a public
announcement shall also include the dates and prices of
acquisition and disposal by the related person and the
person’s relationship to the company at those times:NA
7.Matters related to the creditor's rights currently being disposed
of (including types of collateral of the disposed creditor's rights;
if the creditor's rights are creditor's rights toward a related
person, the name of the related person and the book amount of the
creditor's rights toward such related person currently being
disposed of must also be announced):NA
8.Anticipated profit or loss from the disposal (not applicable in
cases of acquisition of securities) (where originally deferred, the
status or recognition shall be stated and explained):NA
9.Terms of delivery or payment (including payment period and
monetary amount), restrictive covenants in the contract, and
other important stipulations:Remittance in a lump sum
10.The manner in which the current transaction was decided, the
reference basis for the decision on price, and the decision-making
department:
The manner in which the current transaction was decided:During commitments
for interest rate
The reference basis for the decision on price: Approved by the company
permission to handle.
The decision-making department: During commitments for interest rate
11.Current cumulative volume, amount, and shareholding percentage
of holdings of the security being traded (including the current
trade) and status of any restriction of rights (e.g.pledges):
(1) Epicrystal Corporation (ChangZhou) Ltd.
Current cumulative volume: 56,201 thousand
Current cumulative amount: RMB56,201 thousand
(Equivalent to about NT$255,153 thousand)
shareholding percentage of holdings of the security being traded
(including the current trade): NA
status of any restriction of rights: None
(2) EPISKY Corporation (Changzhou) Ltd
Current cumulative volume: 60,751 thousand
Current cumulative amount: RMB60,751 thousand
(Equivalent to about NT$275,810 thousand)
shareholding percentage of holdings of the security being traded
(including the current trade): NA
status of any restriction of rights: None
(3) Ningbo Formosa Epitaxy Incorporation
Current cumulative volume: 5,305 thousand
Current cumulative amount: RMB5,305 thousand
(Equivalent to about NT$24,084 thousand)
shareholding percentage of holdings of the security being traded
(including the current trade): NA
status of any restriction of rights: None
(4) Jiangsu Canyang Optoelectronics Ltd.
Current cumulative volume: 35,000 thousand
Current cumulative amount: RMB 35,000 thousand
(Equivalent to about NT$158,900 thousand)
shareholding percentage of holdings of the security being traded
(including the current trade): NA
status of any restriction of rights: None
(5) Episky Corporation (Xiamen) Ltd.
Current cumulative volume: 6,000 thousand
Current cumulative amount: RMB6,000 thousand
(Equivalent to about NT$27,240 thousand)
shareholding percentage of holdings of the security being traded
(including the current trade): NA
status of any restriction of rights: None
12.Current ratio of long or short term securities investment
(including the current trade) to the total assets and shareholder's
equity as shown in the most recent financial statement and the
operating capital as shown in the most recent financial statement:
Percentage to total assets: 0.51%
Percentage to shareholders' equity: 0.65%
Operating Capital: NT$ 11,824 million
13.Broker and broker's fee:NA
14.Concrete purpose or use of the acquisition or disposal:
Short-term investments
15.Net worth per share of the underlying securities acquired
or disposed of:NA
16.Do the directors have any objection to the present transaction?:NA
17.Has the CPA issued an opinion on the unreasonableness of the price
of the current transaction?:NA
18.Any other matters that need to be specified:None.